TY - JOUR
T1 - Transfer Dynamic Latent Variable Modeling for Quality Prediction of Multimode Processes
AU - Yang, Chao
AU - Liu, Qiang
AU - Liu, Yi
AU - Cheung, Yiu-Ming
N1 - Publisher Copyright:
IEEE
Funding Information:
This work was supported in part by the National Natural Science Foundation of China under Grant 61991401, Grant U20A20189, and Grant 62161160338; in part by the National Natural Science Foundation of China,
Research Grants Council, Joint Research Scheme, under Grant N_HKBU214/21; and in part by the 111 Project 2.0 under Grant B08015.
PY - 2024/5
Y1 - 2024/5
N2 - Quality prediction is beneficial to intelligent inspection, advanced process control, operation optimization, and product quality improvements of complex industrial processes. Most of the existing work obeys the assumption that training samples and testing samples follow similar data distributions. The assumption is, however, not true for practical multimode processes with dynamics. In practice, traditional approaches mostly establish a prediction model using the samples from the principal operating mode (POM) with abundant samples. The model is inapplicable to other modes with a few samples. In view of this, this article will propose a novel dynamic latent variable (DLV)-based transfer learning approach, called transfer DLV regression (TDLVR), for quality prediction of multimode processes with dynamics. The proposed TDLVR can not only derive the dynamics between process variables and quality variables in the POM but also extract the co-dynamic variations among process variables between the POM and the new mode. This can effectively overcome data marginal distribution discrepancy and enrich the information of the new mode. To make full use of the available labeled samples from the new mode, an error compensation mechanism is incorporated into the established TDLVR, termed compensated TDLVR (CTDLVR), to adapt to the conditional distribution discrepancy. Empirical studies show the efficacy of the proposed TDLVR and CTDLVR methods in several case studies, including numerical simulation examples and two real-industrial process examples.
AB - Quality prediction is beneficial to intelligent inspection, advanced process control, operation optimization, and product quality improvements of complex industrial processes. Most of the existing work obeys the assumption that training samples and testing samples follow similar data distributions. The assumption is, however, not true for practical multimode processes with dynamics. In practice, traditional approaches mostly establish a prediction model using the samples from the principal operating mode (POM) with abundant samples. The model is inapplicable to other modes with a few samples. In view of this, this article will propose a novel dynamic latent variable (DLV)-based transfer learning approach, called transfer DLV regression (TDLVR), for quality prediction of multimode processes with dynamics. The proposed TDLVR can not only derive the dynamics between process variables and quality variables in the POM but also extract the co-dynamic variations among process variables between the POM and the new mode. This can effectively overcome data marginal distribution discrepancy and enrich the information of the new mode. To make full use of the available labeled samples from the new mode, an error compensation mechanism is incorporated into the established TDLVR, termed compensated TDLVR (CTDLVR), to adapt to the conditional distribution discrepancy. Empirical studies show the efficacy of the proposed TDLVR and CTDLVR methods in several case studies, including numerical simulation examples and two real-industrial process examples.
KW - Dynamic latent variable (DLV)
KW - LV regression
KW - multimode processes
KW - quality prediction
KW - transfer learning
UR - http://www.scopus.com/inward/record.url?scp=85153801124&partnerID=8YFLogxK
U2 - 10.1109/TNNLS.2023.3265762
DO - 10.1109/TNNLS.2023.3265762
M3 - Journal article
SN - 2162-237X
VL - 35
SP - 6061
EP - 6074
JO - IEEE Transactions on Neural Networks and Learning Systems
JF - IEEE Transactions on Neural Networks and Learning Systems
IS - 5
ER -