Highlights changes to the regulation of insurance intermediaries in Hong Kong, with the Insurance Authority assuming all responsibilities from existing self-regulating organisations (SROs) in September 2019. Discusses the significance of conduct risk in preventing wrongdoing, the evolution of the regulatory regime, the reasons for shifting responsibility from SROs, and key features of the conduct requirements and corporate governance rules.
|Number of pages||9|
|Journal||Journal of International Banking Law and Regulation|
|Publication status||Published - Jan 2020|
- Hong Kong
- Insurance intermediaries
- Regulatory bodies