TY - JOUR
T1 - Coseparable Nonnegative Matrix Factorization
AU - Pan, Junjun
AU - Ng, Michael K.
N1 - Funding information:
\ast Received by the editors July 19, 2022; accepted for publication (in revised form) by D. Chu May 22, 2023; published electronically September 15, 2023. https://doi.org/10.1137/22M1510509 Funding: The second author's research is supported in part by HKRGC GRF 12300519, 17201020, and 17300021, HKRGC CRF C1013-21GF and C7004-21GF, and Joint NSFC and RGC N-HKU769/21. The first author's research is supported in part by Guang Dong Basic and Applied Basic Research Foundation (grant 2023A1515010973). \dagger Department of Mathematics, The University of Hong Kong, Hong Kong ([email protected]). \ddagger Department of Mathematics, Hong Kong Baptist University, Hong Kong (michael-ng@ hkbu.edu.hk).
Publisher Copyright:
© 2023 Society for Industrial and Applied Mathematics.
PY - 2023/9
Y1 - 2023/9
N2 - Nonnegative matrix factorization (NMF) is a popular model in the field of pattern recognition. The aim is to find a low rank approximation for nonnegative matrix M by a product of two nonnegative matrices W and H. In general, NMF is NP-hard to solve while it can be solved efficiently under a separability assumption, which requires that the columns of the factor matrix are some columns of the input matrix M. In this paper, we generalize the separability assumption based on 3-factor NMF (M = P1SP2), and require that S is a submatrix of the input matrix M. We refer to this NMF as a Coseparable NMF (CoS-NMF). In the paper, we discuss and study mathematical properties of CoS-NMF, and present its relationships with other matrix factorizations such as generalized separable NMF, tri-symNMF, biorthogonal trifactorization and CUR decomposition. An optimization method for CoS-NMF is proposed, and an alternating fast gradient method is employed to determine the rows and the columns of M for the submatrix S. Numerical experiments on synthetic data sets, document data sets, and facial data sets are conducted to verify the effectiveness of the proposed CoS-NMF model. By comparison with state-of-the-art methods, the CoS-NMF model performs very well in a coclustering task by finding useful features, and keeps a good approximation to the input data matrix as well.
AB - Nonnegative matrix factorization (NMF) is a popular model in the field of pattern recognition. The aim is to find a low rank approximation for nonnegative matrix M by a product of two nonnegative matrices W and H. In general, NMF is NP-hard to solve while it can be solved efficiently under a separability assumption, which requires that the columns of the factor matrix are some columns of the input matrix M. In this paper, we generalize the separability assumption based on 3-factor NMF (M = P1SP2), and require that S is a submatrix of the input matrix M. We refer to this NMF as a Coseparable NMF (CoS-NMF). In the paper, we discuss and study mathematical properties of CoS-NMF, and present its relationships with other matrix factorizations such as generalized separable NMF, tri-symNMF, biorthogonal trifactorization and CUR decomposition. An optimization method for CoS-NMF is proposed, and an alternating fast gradient method is employed to determine the rows and the columns of M for the submatrix S. Numerical experiments on synthetic data sets, document data sets, and facial data sets are conducted to verify the effectiveness of the proposed CoS-NMF model. By comparison with state-of-the-art methods, the CoS-NMF model performs very well in a coclustering task by finding useful features, and keeps a good approximation to the input data matrix as well.
KW - nonnegative matrix factorization
KW - separability
KW - coseparable
KW - coclustering
UR - http://www.scopus.com/inward/record.url?scp=85174846535&partnerID=8YFLogxK
U2 - 10.1137/22M1510509
DO - 10.1137/22M1510509
M3 - Journal article
AN - SCOPUS:85174846535
SN - 0895-4798
VL - 44
SP - 1393
EP - 1420
JO - SIAM Journal on Matrix Analysis and Applications
JF - SIAM Journal on Matrix Analysis and Applications
IS - 3
ER -